B. Riley Financial Company Culture

Mr. Andrew Gumaer, also known as Andy, served as a Partner of Great American Group, Inc. and as its Chairman and Chief Executive Officer from July 31, 2009 to June 2014. Mr. Gumaer is a Co-founder of Great American Group. He served as the President of Garcel Inc. and President , Secretary of Great American Group, Inc. He has over 25 years of experience in the liquidation industry. He served as Senior Vice President with the investment firm Drexel Burnham Lambert. He has been a Director of B. Riley Financial, Inc. since July 31, 2009. Mr. Gumaer holds a Bachelor of Science in Business Administration from University of Alaska.

Mr. Phillip J. Ahn, also known as Phil, CFA, has been the Chief Financial Officer and Chief Operating Officer of B. Riley Financial, Inc. since April 15, 2013. Mr. Ahn served as Executive Vice President at B. Riley Financial, Inc. since April 15, 2013. Mr. Ahn has nearly 20 years of experience in the financial services industry, in particular the private equity, investment banking and capital markets sectors. He served as Senior Vice President of Strategy & Corporate Development at B. Riley Financial, Inc. from February 2010 to April 2013, where he has overseen corporate development and merger and acquisition activities. He has also been responsible for managing the company's capital investments and strategic initiatives involving private equity funds and hedge funds. Prior to B. Riley Financial, Inc., Mr. Ahn held private equity investment positions at Altpoint Capital Partners LLC and Stone Tower Equity Partners. He has been a Director of United Online, Inc. since July 2016. Mr. Ahn is a Chartered Financial Analyst and received his BA in economics from the University of Michigan in 1992 and a Master of Business Administration in Finance from Columbia University in 1997.

Mr. Thomas J. Kelleher, also known as Tom, has been the President of B. Riley Financial, Inc. since August 2014. Mr. Kelleher has been the Chief Executive Officer of B. Riley FBR, Inc. since 2006. He joined B. Riley FBR, Inc. in 1997. He worked for seven years and held several positions at Cosmos Minerals Corp. He has been Director of B. Riley Financial, Inc. since October 20, 2015. He has been a Director of United Online, Inc. since July 01, 2016. He served as a Director of B. Riley FBR, Inc. He served as a Director at Standard Diversified Opportunities Inc. from October 19, 2015 to June 5, 2017. Mr. Kelleher attended Lehigh University where he graduated with a BS in Mechanical Engineering.

Charlie Munro serves as the Senior Vice President of B. Riley Financial. Charlie started at B. Riley Financial in Nov of 2016. Charlie currently resides in the Greater Chicago Area.

Jimmy Baker serves as the Executive Vice President, Brokerage of B. Riley Financial. Jimmy started at B. Riley Financial in Jul of 2017. Jimmy currently resides in the Washington D.C. Metro Area.

Neil Meissner serves as the Senior Vice President of B. Riley Financial. Neil started at B. Riley Financial in Jun of 2011. Neil currently resides in the Greater New York City Area.

Constance Etter serves as the Senior Vice President of B. Riley Financial. Constance started at B. Riley Financial in Jul of 2018. Constance currently resides in the Greater Chicago Area.

Alan Forman serves as the Executive Vice President & General Counsel of B. Riley Financial. Alan started at B. Riley Financial in May of 2015. Alan currently resides in the Greater New York City Area.