They provide financial products and services to global institutional clients, focusing on especially North America and Latin America. read more
Richard Lembach ā Chief Compliance Officer at SMBC Nikko Securities
Executive Bio
Richard Lembach serves as the Chief Compliance Officer of SMBC Nikko Securities America, Inc.. Richard started at SMBC Nikko Securities America, Inc. in December of 2012. Richard currently resides in the Greater New York City Area.
Chief Compliance Officer Impact on Legal Department's Culture
Richard Lembach holds the highest position within the Legal department at SMBC Nikko Securities ā Chief Compliance Officer, and therefore has influence on the culture of the Legal department.
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Executive Team Culture Ratings from SMBC Nikko Securities Employees
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Anonymously rate my experience at SMBC Nikko SecuritiesSMBC Nikko Securities' Executive Team at a Glance
Based on 3 ratings, SMBC Nikko Securities' employees rate their Executive Team 87/100.
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