At TD Ameritrade we help individual investors pursue their financial goals through our brokerage subsidiaries. For more than 40 years we have been serving individual investors ā from the first-time investor to the sophisticated trader, and from the ādo-it-yourselfā to the ādo-it-for-meā investor. We offer a broad range of investment tools and services ā all at a great value.
We engage with our clients in many different ways including online, on-the-go via mobile applications, over the phone or through independent registered investment advisors. Our clients choose how they want to work with TD Ameritrade ā not the other way around. read more
David R. Kimm ā Executive VP & Chief Risk Officer at TD Ameritrade
Executive Bio
Mr. David R. Kimm serves as the Chief Risk Officer at TD AMERITRADE Holding Corporation since October 2009 and serves as its Executive Vice President and Treasurer. Mr. Kimm has responsibility for enterprise-wide risk/control strategies and functions, as well as oversight of liquidity, funding and asset/liability management for TDA and its subsidiaries. He works with business units throughout TD Ameritrade to identify and manage its credit, market and operational risks. He served as an Executive Director of Accounting & Finance at Linsco/Private Ledger Corp. (LPL) with responsibilities of finance, accounting, management reporting and commission activities firm-wide. Mr. Kimm served as the Chief Financial Officer of Linsco/Private. He served as Chief Financial Officer and Executive Director of Accounting and Finance at LPL Financial Corporation. He served as the Senior Vice President, Chief Credit Officer and Chief Risk Officer for Wells Fargo Advisors, LLC during which time he established the brokerage firm's risk management organization and was responsible for risk strategy, reporting, risk assessments, operational risk, credit/counterparty management and oversight of its margin portfolio. He served as Executive Director of Accounting and Finance at LPL Financial LLC. He served in a financial leadership capacity with several other notable organizations, including LPL Financial Services, Fidelity Investments, Cowen & Company and PaineWebber, Inc. Mr. Kimm joined Linsco/Private in 2003. Mr. Kimm started his career in the securities industry in 1980 as a Retail Broker at PaineWebber. Since 1993, he sered as the Chief Operating Officer for the Private Client Group of Cowen & Co. Starting in 1995, he joined Fidelity Investments and held a number of senior finance and operational roles within its brokerage divisions until 2003. Mr. Kimm has nearly 30 years experience in financial services, nearly 15 of which have included work in risk management. He serves as a Director at The Depository Trust & Clearing Corporation. He holds Masters in Business Administration from New York University, Stern School of Business Administration and holds NASD Series 4, 7, 8, 24, 27 and 63 licenses. He attended Michigan State University.
Executive Team Culture Ratings from TD Ameritrade Employees
TOP
10%
TD Ameritrade's Executive Team scores in the Top 10%
of similar sized companies on Comparably
of similar sized companies on Comparably
TD Ameritrade's Executive Team at a Glance
Based on 54 ratings, TD Ameritrade's employees are very satisfied with their Executive Team and give them an āAā or 77/100. On average, Men provided higher ratings for their Executive Team compared to Women. Also, the Finance department thinks more highly of the Executive Team relative to the Design department.
TD Ameritrade's Executive Team ranks in the Top 10% of other companies on Comparably that also have 5,001-10,000 Employees.
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