FINRA Executive Team | Comparably
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the read more
EMPLOYEE
PARTICIPANTS
84
TOTAL
RATINGS
742

FINRA Executive Team

The FINRA Executive Team is rated an "A-" and led by CEO Robert Cook. FINRA employees rate their Executive Team in the Top 15% of similar size companies on Comparably with 1,001-5,000 Employees.
Female employees and employees with Over 10 Years experience are more confident in their Executive Team, while the Engineering department and employees with 6 to 10 Years experience think there is room for improvement. Out of their 4 competitors, FDIC, TIAA, CfA, and msrb, FINRA's score ranks in 1st place.

Last updated months ago.

Where This Score Ranks FINRA's Executive Team

  • TOP
    15%

    In the Top 15% of 2023 Similar Sized Companies on Comparably

  • TOP
    20%

    In the Top 20% of 177 Nearby Companies in Washington, DC

  • 1st

    1st place versus 4 competitors rated on Comparably

77
Aug
77
Sep
78
Oct
78
Nov
78
Apr
A-78 / 100
Jan

FINRA Key Executives

Name & Title
Bio
Robert Cook  CEO / President
Robert Cook
CEO / President
Robert Cook serves as the CEO / President of FINRA.
Maureen Delaney
Senior Vice President
Maureen Delaney serves as the Senior Vice President of FINRA.
Robin Gray
Executive
Robin Gray serves as the Executive of FINRA.
Bob Blonchek
Director Product Line Management
Bob Blonchek serves as the Director Product Line Management of Financial Industry Regulatory Authority (FINRA). Bob...
Tim Mountz
Vice President & Counsel, Office of General Counsel
Tim Mountz serves as the Vice President & Counsel, Office of General Counsel of Financial Industry Regulatory Authority...
Todd Saltzman
Vice President, Office of Dispute Resolution
Todd Saltzman serves as the Vice President, Office of Dispute Resolution of Financial Industry Regulatory Authority...
Carlo Florio
Chief Risk & Strategy Officer and EVP Shared Services
Carlo Florio serves as the Chief Risk & Strategy Officer and EVP Shared Services of Financial Industry Regulatory...
Judith Kozlowski
Chief Counsel
Judith Kozlowski serves as the Chief Counsel of FINRA.
Gina Petrocelli
Chief Counsel
Gina Petrocelli serves as the Chief Counsel of FINRA.
Dave Klafter
Chief Counsel
Dave Klafter serves as the Chief Counsel of Financial Industry Regulatory Authority (FINRA). Dave started at Financial...
James Day
Chief Counsel
James Day serves as the Chief Counsel of Financial Industry Regulatory Authority (FINRA). James started at Financial...
Lara Posner
Chief Counsel
Lara Posner serves as the Chief Counsel of Financial Industry Regulatory Authority (FINRA). Lara started at Financial...
Robert Colby
Chief Legal Officer
Robert Colby serves as the Chief Legal Officer of Financial Industry Regulatory Authority (FINRA). Robert started at...
Steve Randich
EVP & CIO
Steve Randich serves as the EVP & CIO of Financial Industry Regulatory Authority (FINRA). Steve started at Financial...
Bari Havlik
Executive Vice President
Bari Havlik serves as the Executive Vice President of Financial Industry Regulatory Authority (FINRA). Bari started at...
Derek Linden
Executive Vice President
Derek Linden serves as the Executive Vice President of Financial Industry Regulatory Authority (FINRA). Derek started at...
Susan Schroeder
Executive Vice President, Enforcement
Susan Schroeder serves as the Executive Vice President, Enforcement of Financial Industry Regulatory Authority (FINRA)....
Kenneth Bozza
Senior Director, Chief Counsel
Kenneth Bozza serves as the Senior Director, Chief Counsel of Financial Industry Regulatory Authority (FINRA). Kenneth...
Anthony Cavallaro
Senior Vice President
Anthony Cavallaro serves as the Senior Vice President of Financial Industry Regulatory Authority (FINRA). Anthony...
Gene DeMaio
Senior Vice President
Gene DeMaio serves as the Senior Vice President of FINRA.
Josh Drobnyk
Senior Vice President, Corporate Communications
Josh Drobnyk serves as the Senior Vice President, Corporate Communications of Financial Industry Regulatory Authority...
David Rosenstein
SVP & Chief Counsel
David Rosenstein serves as the SVP & Chief Counsel of FINRA.
John Brady
SVP Cyber Security / CISO
John Brady serves as the SVP Cyber Security / CISO of Financial Industry Regulatory Authority (FINRA). John started at...
Bob Wood
SVP, Finance Controller
Bob Wood serves as the SVP, Finance Controller of Financial Industry Regulatory Authority (FINRA). Bob started at...
Tracy Johnson
SVP, Human Resources
Tracy Johnson serves as the SVP, Human Resources of Financial Industry Regulatory Authority (FINRA). Tracy started at...
John Kalohn
Vice President
John Kalohn serves as the Vice President of Financial Industry Regulatory Authority (FINRA). John started at Financial...
Who Ranks FINRA's Executive Team the Highest?
Gender - Female 86/100
Experience - Over 10 Years 77/100
Ethnicity - Caucasian 75/100
Who Ranks FINRA's Executive Team the Lowest?
Department - Engineering 40/100
Experience - 6 to 10 Years 52/100
Gender - Male 59/100

FINRA's Executive Team Trendline

  • FINRA79
  • Other Companies in Washington, DC
  • Similar Size on Comparably

FINRA Executive Team At a Glance

The Executive Team Score of 78/100 is calculated by combining aggregate responses to the questions of “How would you rate your executive team?” and “Do you approve of the job your executive team is doing at your company?”

100% of employees say “Yes, they approve of the job the executive team is doing at FINRA.”

The last rating scoring FINRA's executive team was provided months ago and has remained stable at 78 over the last 90 days.

How FINRA's Executive Team Score is Calculated

FILTER RATINGS BY

Results from 46 Employees in All Departments, All Genders, All Ethnicities and All Yrs. Experience Experience

78
out of 100
How would you rate your executive team?
AnswerPercent
Yes100%
No0%
Do you approve of the job your executive team is doing at your company?

FINRA's Executive Team Rank Against Similar Sized Companies on Comparably

TOP
15%

FINRA ranks in the Top 15% of other companies on Comparably with 1,001-5,000 Employees for Executive Team Score.

  1. The Johns Hopkins University Applied Physics Laboratory
    78 / 100
  2. CTS Corporation
    78 / 100
  3. Massachusetts General Hospital
    78 / 100
  4. FINRA
    78 / 100
  5. Hamilton
    78 / 100
  6. UN Geneva
    78 / 100
  7. Sunrise Senior Living
    78 / 100

FINRA's Executive Team Rank Against Other Companies Nearby

TOP
20%

FINRA ranks in the Top 20% of other companies in Washington, DC for Executive Team Score.

  1. Allegis Global Solutions
    78 / 100
  2. The Johns Hopkins University Applied Physics Laboratory
    78 / 100
  3. ZeroFox
    78 / 100
  4. FINRA
    78 / 100
  5. Cognosante
    78 / 100
  6. Sunrise Senior Living
    78 / 100
  7. Argon ST
    78 / 100
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